Evidence the run may read
- Exception register
- Approval and compensating-control evidence
- Remediation updates
production blueprint · compliance & audit
Compliance exception register review agent blueprint.
Review exception expiry, ownership, compensating evidence, and remediation status and prepare an escalation queue.
Search intent: AI agent for compliance exception management
Published by a2a cloudProduct-source methodology →
01 · the contract
Start from a bounded job, not a blank chat box.
trigger
A scheduled exception review or expiry threshold occurs.
owner
compliance owner
agent stops at
The authorized risk owner approves closure, extension, or escalation.
KPI · decrease
past-due compliance exceptions (exceptions). Count active exceptions beyond approved expiry.
outputs
Artifacts the run must produce
- Expiry and ownership report
- Evidence gap list
- Renew, close, or escalate proposal
02 · topology
Small specialists. Named handoffs. One accountable decision.
Each stage produces an artifact another stage can inspect. The final node is a person, not an autonomous write to an external system.
- 01
intake
Validate and normalize the compliance exception register review inputs.
- 02
exception validator
Produce the expiry and ownership report.
- 03
compensating evidence analyst
Produce the evidence gap list.
- 04
risk reviewer
Challenge the compliance exception register review result and prepare an approval packet.
- 05
compliance owner
The authorized risk owner approves closure, extension, or escalation.
intake→ validated input packet →exception-validator
exception-validator→ Expiry and ownership report →compensating-evidence-analyst
compensating-evidence-analyst→ Evidence gap list →risk-reviewer
risk-reviewer→ approval packet with evidence references →human-approver
03 · authority
Grant the run only what this case needs.
Source material is read-only. Drafts land in a case-specific output path. Tools may read or propose; the human gate owns the external write.
case inputs
workspace/compliance/exception-register-review/inputs/**Read only the evidence attached to this workflow instance.
case outputs
workspace/compliance/exception-register-review/outputs/**Write drafts and evidence artifacts without modifying source records.
approved tools
compliance:exception-register-review:read-or-proposeInvoke only tools explicitly granted for this run; external writes remain gated.
04 · implementation
A private, bounded starting manifest.
The blueprint starts private, caps its DAG, disables replanning, and exposes no public endpoint. Add only the tools and data adapters this workflow has approved.
a2a.yamlsafe starting point
name: compliance-exception-register-review
version: 0.1.0
entrypoint: agent:BlueprintAgent
expose:
public: false
composition:
planning: deterministic_dag
max_nodes: 6
max_parallel: 1
max_replans: 005 · acceptance test
Pass only with evidence.
- 01
Evidence traceability
Every material conclusion cites an input artifact or a scoped tool result from this run.
- 02
Every active exception has current rationale, evidence, owner, expiry, and remediation status.
Every active exception has current rationale, evidence, owner, expiry, and remediation status.
- 03
Approval boundary
The run stops at a proposal and records the human decision before any external side effect.
failure containment
Stop small. Preserve the evidence.
The original approval, risk owner, or compensating-control evidence is unavailable.
Containment: Return a partial result with unresolved items; do not broaden scope or perform an external write.
Operator: Attach the missing evidence, narrow the brief, or explicitly approve a new scoped run.
A required input or tool grant is unavailable.
Containment: Stop the affected branch and preserve completed artifacts in the case output workspace.
Operator: Grant only the missing resource or continue with that branch marked out of scope.
06 · proof
Sign the run facts. Keep money in the billing ledger.
Current platform receipts sign caller identity or classification, skill, bounded input evidence, verified grant IDs when present, outcome or result preview, and timing. Optional file, tool, artifact, handoff, evaluation, and review fields require separate instrumentation and are not populated by default. Price, fees, payouts, and later human approvals remain separate platform records.
The example uses only fields populated by the current platform sealing paths. It is illustrative, not a record of a real customer run.
ExecutionReceipt · selected fieldsEd25519 token
{
"receipt_id": "rcpt_01J...",
"schema_version": 1,
"agent_name": "compliance-exception-register-review",
"caller": "user:workflow-owner",
"task_id": "case_exception_register_review",
"skill_name": "exception_register_review",
"input_hash": "4d7c...9a2f",
"grant_ids": [
"grt_case_inputs",
"grt_tool_propose"
],
"status": "ok",
"result_preview": "Output prepared: Expiry and ownership report. Human decision remains separate.",
"elapsed_ms": 4218
}related blueprints
Keep the operating model consistent.
Compliance & Audit
Control evidence collection
Map a control request to approved sources, collect a bounded evidence packet, and flag missing attestations.
Compliance & Audit
Audit request response
Translate an audit request into attributes, sources, owners, and an approved response packet without over-answering scope.
Compliance & Audit
Policy-to-control mapping
Map approved policy statements to controls and evidence expectations, highlighting unsupported or orphaned requirements.
put the pattern to work
Start private. Scope the authority. Require the decision.
Deploy the workflow as a bounded internal agent, verify its outputs and the receipt fields actually emitted, then expand only the scopes your acceptance test proves it needs.